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Self-regulatory organizations
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#	Item
461	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 7, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-07 19:40:22 Investment 73rd United States Congress United States Securities and Exchange Commission Chicago Board Options Exchange Securities Exchange Act Binary option Financial economics United States securities law Finance
462	Microsoft Word - Chalmers_July17th2014 Add to Reading List Source URL: www.bondbuyer.com Language: English - Date: 2014-07-24 16:01:03 Financial markets Fixed income market Government bonds Self-regulatory organizations Electronic Municipal Market Access Municipal bond Securities market Bond Municipal Securities Rulemaking Board Financial economics Finance Economics
463	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 8, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares of Wis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 11:01:14 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Mutual fund Futures contract U.S. Securities and Exchange Commission Financial adviser Financial economics Investment Finance
464	Contents Securities Market in[removed]Overview) 1 Securities Industry Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-03-05 08:15:06 Securities United States securities law Securities market Osaka Securities Exchange Self-regulatory organizations Japanese financial system Securities fraud Financial economics Financial system Finance
465	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]April 8, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 13:50:39 United States securities law Order Securities Exchange Act New York Stock Exchange Economy of the United States Financial economics Investment United States Securities and Exchange Commission Stock market 73rd United States Congress
466	Clear Form P ay e r ’ s R e q u e s t for T a x pay e r I d e n t i f i c at i o n N u m b e r Add to Reading List Source URL: sprottglobal.com Language: English - Date: 2015-03-31 17:06:32 Self-regulatory organizations Financial markets United States securities law Royal Bank of Canada Securities Securities Investor Protection Corporation Broker-dealer Security Financial Industry Regulatory Authority Financial economics Finance Financial system
467	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OC[removed]April 8, 2015 Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Ownership and Control R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 13:48:06 OneChicago LLC Securities Lending Commodity Futures Trading Commission Single-stock futures Securities Exchange Act Futures contract U.S. Securities and Exchange Commission Financial economics Financial system Finance
468	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]April 2, 2015 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 06:15:23 United States securities law Depository Trust & Clearing Corporation Securities ACT Securities Exchange Act Financial economics Financial system Finance
469	2015 Writing Award In Conjunction with The Municipal Securities Rulemaking Board Gallery on Municipal Securities Regulation You are invited to join in the competition for the 2015 writing award, recognizing an essay on a Add to Reading List Source URL: www.sechistorical.org Language: English - Date: 2014-04-29 20:35:43 Municipal Securities Rulemaking Board Rulemaking Government Financial regulation Law Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission
470	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]July 23, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Implement Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-29 11:28:57 United States Securities and Exchange Commission Security Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Financial regulation Investment United States securities law Stock market 73rd United States Congress

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